How To Invest

Optima Wealth UK operate to the highest of FCA standards and we operate our business according to the principles and guidelines set by regulation; therefore self certification and an experience test are necessary processes when investing in particular products, i.e. development finance and equities.

1

Contact Optima

Contact Optima or Self Certify and a member of the Optima team will be in contact.
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2

Self Certification

We operate to the highest of FCA standards; therefore every investor must complete an Appropriateness Test. Most of our investments are only applicable to knowledgeable and experienced investors who are either High Net Worth Individuals or Sophisticated Investors.
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3

Create An Account

The opportunity is presented to the investor in the form of an Investment Memorandum (IM) from the Investment Issuer. This literature will cover all aspects of the agreement including the investment terms, the financial structure, the potential risks and the targeted returns, including exit strategy and timescale. This can all be done via our client portal.
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4

Review The Investment

An Account Manager will ensure you have reviewed and understood the IM. If you have any further questions that we cannot answer, we will always seek answers from the Investment Issuer to ensure that you are provided with all the information that you require.

5

Investment Is Made

An investment is made from the client to the Investment Issuer, where the funds are held in a secure account until they are utilised. You will receive your Share Agreement once this process has completed.

6

Reap The Rewards

Clients will receive regular updates from Optima in relation to the progress of their investment. Depending on whether you choose an income or growth option, you can have the peace of mind knowing that your money is working hard for you.